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Investment Companies

Authorized Investment Companies

These insurance carriers and investment companies have been authorized by the DOE to receive TSA contributions.  The company name and code should be used on the Salary Reduction Agreement to initiate or make changes to Program participation.  In order to establish an account with an investment company you must contact the investment company directly or work with your financial advisor.  You should carefully evaluate investment companies and select one that best fits your needs.

Insurance carriers and investment companies identified as "Authorized" are exchange eligible because they have entered into an Information Sharing Agreement with the DOE's third party administrator (National Benefit Services, LLC) in accordance with the IRS' new 403(b) regulations and are eligible to receive or exchanges (formerly known as 90-24 Transfers).

Updated 5/6/2010

 

Code

 Authorized Investment Company Name

Exchange Eligible

Annuity Mutual Fund
980 ASPire Financial Services (formerly 403b ASP) Yes   ü

968

Americo Financial Life & Annuity Insurance Co.

Yes

ü  

843

Ameriprise Financial, Inc.

Yes

ü  

810

Ameritas Life Insurance Co.

Yes

ü  

963

Ameritas Variable Life Insurance Co.

Yes

ü  

977

Annuity Investors Life Insurance Co.

Yes

ü  

824

AXA Equitable

Yes

ü  

815

Great American Life Insurance Co.

Yes

ü  

828

Great Southern Life Insurance Co.

Yes

ü  

871

ING Life Insurance and Annuity (formerly Aetna Life Insurance & Annuity Co.)

Yes

ü  

863

ING ReliaStar Life Insurance Co.

Yes

ü  

973

Jefferson National Life Insurance Co.

Yes ü  

908

Kemper Life Insurance Co.

Yes ü  

901

Kemper Investors Life Insurance Co.

Yes ü  

928

Life Insurance Co. of the Southwest

Yes

ü  

848

Lincoln National Life Insurance Co. (Lincoln Financial Group)

Yes ü  

819

Mass Mutual Life Insurance Co.

Yes ü  

852

Mass Mutual Life Insurance Co.

Yes ü  

903

Metlife Investors USA Insurance Co.

Yes ü  

933

Metlife Investors USA Insurance Co.

Yes ü  

926

MetLife Resources 

Yes ü  

853

Metropolitan Life Insurance Co.

Yes ü  

920

Metropolitan Life Insurance Co.

Yes ü  

813

Midland National

Yes

ü  

976

Midland National

Yes

ü  

927

Mutual of America Life Insurance Co.

Yes

ü  

943

National Health Insurance Co. (GALIC)

Yes

ü  

969

New York Life 

Yes ü  

859

New York Life Insurance 

Yes

ü  

982

North American Co. for Life & Health

Yes

ü  

981

Oppenheimer Funds

Yes

  ü

874

Security Benefit Life Insurance Co.

Yes

ü ü

827

Sterling Investors Life Insurance Co.

Yes ü  

959

Symetra Financial

Yes

ü  

858

The New England Life Insurance Co.

Yes ü  

801

Thrivent Financial for Lutherans

Yes ü  

884

Travelers Insurance Co. (MetLife)

Yes ü  

923

USAA Life Insurance Co.

Yes ü  

931

VALIC

Yes

ü  

 

 

Dismissed/Non-Approved Investment Companies (Orphan Vendors)

 

Dismissed or Non-Approved Investment Companies may have participated in the DOE's 403(b) Program but were dismissed or made non-approved.  Indicated below is the final allowable payroll contribution date to the dismissed vendor.  Payroll contributions will not be permitted after the Last Payroll Contribution Date.  Because these vendors have been dismissed from the Program, new Salary Reduction Agreements with these companies will not be accepted.

 

Updated 1/26/2009

 

Code

Dismissed Investment Company Name

Last Payroll Contribution Date

922

All American Life Insurance (American General)

9/20/08

919 American National Insurance Company 4/4/08

929

Anchor National Life Insurance Co. (AIG Sun America)

9/20/08

962

Aviva Life Insurance Co.

9/20/08

909

Conseco Annuity Assurance Co.

1/20/09

938

Conseco Annuity Assurance Co.

1/20/09

958

Conseco Life Insurance Co.

1/20/09

939

Guardian Insurance & Annuity Co. 

9/20/08

832

Guardian Life Insurance Co. of America

9/20/08

936

Integrity Life Insurance Co.

9/20/08

913

Jackson National Life Insurance Co.

10/20/08

914

Jackson National Life Insurance Co.

10/20/08

835

John Hancock Signature Services, Inc.

7/18/08

937

Lincoln Benefit Life Co.

9/20/08

902

Nationwide Life Insurance Co.

9/20/08

864

Northwestern Mutual Life Insurance Co.

8/20/08

838

Pacific Guardian Life Insurance Co.

9/20/08

887

Philadelphia Life Insurance Co. (Conseco Insurance Co.)

1/20/09

881

State Farm Life Insurance Co.

5/5/08

833

Transamerica Life & Annuity Co.

9/20/08

950

Transamerica Life Insurance Co.

9/20/08

865

Transamerica Occidental Life Insurance Co.

9/20/08

893

Western Reserve Life Assurance Co. of Ohio

9/20/08

957

Wisconsin National Life Insurance Co.

9/20/08

 

 

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